As required by the Securities and Futures Commission (“SFC”), if you are licensed by / registered with the SFC or a director, employee or representative of an intermediary licensed by / registered with the SFC, you must provide a consent letter of account opening from the intermediary before opening an investment account. The consent letter should contain the following information:

• Your name and ID number
• Name of employer
• CE number
• Employer’s consent for account holder to open investment account with AA Investment Management Limited
• Contact person and contact details of employer
• Name, title and signature of the representative confirming the consent for and on behalf of the employer with company chop
• Consent letter must be issued within one month and cannot be post-dated