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What is employer consent letter?

As required by the Securities and Futures Commission (“SFC”), if you are licensed by / registered with the SFC or a director, employee or representative of an intermediary licensed by / registered with the SFC, you must provide a consent letter of account opening from the intermediary before opening an investment account. The consent letter should contain the following information:

  • Your name and ID number
  • Name of employer
  • CE number
  • Employer’s consent for account holder to open investment account with AA Investment Management Limited
  • Contact person and contact details of employer
  • Name, title and signature of the representative confirming the consent for and on behalf of the employer with company chop
  • Consent letter must be issued within one month and cannot be post-dated

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